■ SFC License No. 1 - Dealing in Securities
According to Type 1 - Dealing in Securities, a regulated activity specified in the Securities and Futures Ordinance (SFO) of Hong Kong, it is a core financial business area regulated by the Securities and Futures Commission (SFC). The following is a detailed introduction to the business of License No. 1:
The core content of License No. 1 business includes:
• Trading of stocks, bonds, various ETFs, and other financial products in major global capital markets, including Hong Kong, China, the United States, Japan, Taiwan, and more.
• Various placement projects, such as Initial Public Offerings (IPOs), Secondary Public Offerings (SPO), Euro Convertible Bonds (ECB), Global Depositary Receipts (GDR), and subscription of various bonds.Various placement projects, such as Initial Public Offerings (IPOs), Secondary Public Offerings (SPO), Euro Convertible Bonds (ECB), Global Depositary Receipts (GDR), and subscription of various bonds.
• The trading of various types of funds
■ SFC License No. 4 - Advising on Securities
Invar Capital (HK) Limited adheres to a client-centric approach, providing professional and standardized consulting services and professional support for customers to preserve and increase the value of their assets. The investment research team of Yinwan Capital, with its solid investment research capabilities and long-term market tracking and research to cover both China’s domestic capital market and Hong Kong’s financial market, and offers professional insights across stocks, bonds, and other investment instruments.
■ SFC License No. 9 - Providing Asset Management
Discretionary Account: The investor (the appointor) entrusts Invar Capital (HK) Limited 's professional investment managers with a sum of assets (which may include cash, stocks or bonds). According to the conditions agreed upon by both parties, investment guidelines, investment restrictions, and the risk tolerance of the client, securities investment is carried out. As an investment manager, Invar Capital (HK) Limited will manage the client's account in the form of a set authorized investment scope or standard investment portfolio, and seek investment opportunities in accordance with the client's risk-bearing capacity and investment objectives.
Private Funds: Private funds are established and issued to eligible investors (such as high-net-worth individuals or institutional investors). They are not open to the public and possess a higher degree of flexibility.
Hedge Funds: Employ complex investment strategies such as leveraging, derivatives trading, and short selling to pursue absolute returns.
Private Equity Funds: Invest in the equity of unlisted companies, typically focusing on corporate growth, management buyouts, or restructuring. They are suitable for long-term investment, and the exit methods include initial public offerings (IPOs) or equity sales.
Real Estate Funds: Invest in commercial real estate, residential real estate or infrastructure projects, aiming for rental income and capital appreciation.
Angel Investment Funds: Invest in start-up enterprises or companies with high growth potential, usually focusing on emerging industries such as technology and healthcare.
■ FICC
Proprietary Trading: Through the analysis of the macro market and supply-demand dynamics assessment, a diversified trading portfolio is established to professionally capture market returns. Our operations span both offshore and onshore markets. In the offshore market, the trading targets include high-grade Chinese, Hong Kong and foreign bonds, bank certificates of deposit, etc. In the onshore market, the trading targets cover interest rate bonds, credit bonds, Interbank CDs, etc. denominated in RMB in the Chinese interbank market.
Market Making: It can provide trading services to investors in the primary and secondary bond markets, enabling clients to participate in primary market issuances; executing transactions in the secondary market, and allocate underlying assets for structured products.
Structured Products Business: The structured products business aims to provide customized solutions for clients to meet their comprehensive investment and financing needs. The underlying assets can cover public offering bonds, private placement bonds, loans, certificates of deposit, etc. At the same time, we offer multi-functional services, including investment advisory, leverage, foreign exchange and interest rate hedging, etc., to meet clients' needs in terms of both returns and risk management.
